Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arturo? Claim Your ProfileArturo Valentin Garcia is a financial professional with over 10 years of experience in the securities industry. Arturo is registered with the state of Texas and holds multiple licenses including Series 6, 7, 24, 26, 63 and SIE. Arturo is currently employed with Capital Client Group, Inc. where he provides a range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
09/07/2012 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
BC
Issued 11/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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