Unclaimed
Arturo Montemayor is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Arturo has been in the financial services industry since 2006 and has held previous positions with Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, Morgan Stanley and Deutsche Bank Securities Inc. Arturo is registered to provide investment advice in Florida. Arturo holds the following securities licenses: Series 66, Series 7 and SIE. Arturo specializes in providing investment advice to individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/20/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
05/18/2020 - 05/24/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
10/23/2018 - 02/21/2020
J.P. MORGAN SECURITIES LLC (Miami FL)
FL
03/03/2017 - 09/13/2018
MORGAN STANLEY (MIAMI FL)
FL
12/18/2008 - 03/14/2017
DEUTSCHE BANK SECURITIES INC. (MIAMI FL)
NY
09/28/2001 - 04/06/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 11/19/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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