Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arturo? Claim Your ProfileArturo Mesa is a financial advisor currently working for Stifel, Nicolaus & Company, Inc. Arturo Mesa has worked in the financial services industry for over 16 years and has a proven track record of success. He has been a registered representative since 1991 and has held various positions in the industry. Arturo Mesa is dedicated to providing clients with personalized financial advice and investment strategies. He specializes in working with high-net-worth individuals, corporations, and other businesses. He provides a wide range of services, including financial planning, portfolio management, and investment advisory services. Arturo Mesa is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/27/2022 - Present
Stifel, Nicolaus & Company, Inc. (MIAMI FL)
FL
06/28/2010 - 07/11/2011
ITA FINANCIAL SERVICES, LLC (MIAMI FL)
FL
04/17/2008 - 07/29/2008
AIG FINANCIAL ADVISORS, INC. (SUMMERFIELD FL)
FL
09/15/2005 - 06/07/2006
SUNTRUST INVESTMENT SERVICES, INC. (MIAMI FL)
MO
08/13/2001 - 09/06/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
01/01/1998 - 08/22/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
07/12/1993 - 01/01/1998
NATIONSSECURITIES
NY
09/25/1991 - 07/12/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/26/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/24/1991
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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