Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arturo? Claim Your ProfileArturo Bohorques is a financial professional with over 20 years of experience in the industry. Arturo has a broad range of experience including working for Citigroup Global Markets Inc., CitiCorp Investment Services, and Prudential Securities Incorporated. Arturo is currently registered as an investment advisor and broker-dealer in 53 states. Arturo holds the Series 3, 7, 10, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/29/2007 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
08/20/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
NY
06/11/2001 - 04/04/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 7/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/4/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/22/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/1/2010
Series 3 - National Commodity Futures Examination
BC
Issued 6/8/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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