Unclaimed
Arturo Gonzalez is a financial advisor at Wells Fargo Securities, LLC. Arturo has been in the financial industry since September 2019. Arturo is licensed in all 50 states and the District of Columbia. Arturo has passed the Series 63, Series 79TO and SIE exams. Arturo was previously employed at Bank of America Securities, Inc. and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2024 - Present
Wells Fargo Securities, LLC (New York NY)
NY
11/05/2021 - 06/29/2023
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/23/2019 - 06/24/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 08/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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