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Arturo Gonzalez

Wells Fargo Securities, LLC

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About Arturo Gonzalez

Arturo Gonzalez is a financial advisor at Wells Fargo Securities, LLC. Arturo has been in the financial industry since September 2019. Arturo is licensed in all 50 states and the District of Columbia. Arturo has passed the Series 63, Series 79TO and SIE exams. Arturo was previously employed at Bank of America Securities, Inc. and RBC Capital Markets, LLC.

Firm Information

Arturo Gonzalez is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arturo Gonzalez’s Registration & Firm History

NY

03/22/2024 - Present

Wells Fargo Securities, LLC (New York NY)

NY

11/05/2021 - 06/29/2023

BOFA SECURITIES, INC. (NEW YORK NY)

NY

08/23/2019 - 06/24/2021

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/16/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arturo Gonzalez.
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