Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arturo? Claim Your ProfileArturo Rodriguez is a financial professional with over six years of experience in the industry. He is currently registered with Aegis Capital Corp. and Riwm, LLC in Florida. Arturo holds Series 7, Series 24 and Series 66 licenses and holds a SIE designation. His previous experience includes working with Capital Guardian, LLC in Miami, Florida. Arturo specializes in providing financial advice to individuals, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
07/16/2015 - Present
Aegis Capital Corp. (CORAL GABLES FL)
FL
11/19/2012 - 10/13/2015
CAPITAL GUARDIAN, LLC (MIAMI FL)
BOTH
Issued 02/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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