Unclaimed
Arturo Colon is a financial advisor with over 24 years of experience in the industry. Arturo is currently registered as a Registered Representative and Investment Advisor Representative with Kovack Advisors, Inc. in Fort Lauderdale, Florida. Arturo has previously held positions with Santander Securities LLC, UBS Financial Services Inc., and UBS Financial Services Incorporated of Puerto Rico. Arturo has a strong track record of success in providing financial advice to individuals, corporations, and high-net-worth clients. Arturo holds the Series 7, Series 66 and SIE licenses. Arturo is committed to providing his clients with personalized financial advice and investment strategies tailored to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/26/2024 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
PR
04/30/2004 - 02/17/2016
SANTANDER SECURITIES LLC (Mayaguez PR)
NJ
01/05/2000 - 05/18/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PR
01/05/2000 - 05/18/2004
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
PR
03/18/1998 - 01/07/2000
POPULAR SECURITIES, INC. (SAN JUAN PR)
BOTH
Issued 04/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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