Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arturo? Claim Your ProfileArturo Alejandro Lopez muniz is a registered representative with Moelis & Co. LLC. Arturo has been in the securities industry since 2020. Arturo has passed the Series 7TO, Series 79TO, SIE, and Series 63 exams. Arturo is registered to conduct business in the District of Columbia. Arturo was previously employed by SVB Securities LLC and Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
05/02/2023 - Present
Moelis & Co. LLC (Washington DC)
NY
03/14/2022 - 05/01/2023
SVB SECURITIES LLC (NEW YORK NY)
NY
09/29/2020 - 03/15/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
BC
Issued 02/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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