Unclaimed
Arthur MacGregor is a financial advisor with over 30 years of experience in the industry. Arthur is currently registered with LPL Financial LLC and Cetera Investment Advisers LLC. Arthur's prior experience includes roles with XCU Capital Corporation, INC., NYLIFE Securities INC., and PRUCO Securities Corporation. Arthur provides financial planning and investment advice to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
01/17/2008 - Present
LPL Financial LLC (DOVER NH)
NH
11/30/1999 - 09/12/2007
XCU CAPITAL CORPORATION, INC. (EXETER NH)
NY
07/29/1996 - 12/16/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
05/01/1987 - 07/15/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 08/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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