Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Bartholomew is a financial advisor with UBS Financial Services Inc. Arthur has been in the financial services industry since 1981 and is a Certified Financial Planner. Arthur is registered in several states, including Pennsylvania, Florida, Texas, and Arizona. Arthur has experience working with individuals, businesses, and institutions. Arthur provides a variety of financial services, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
11/21/2013 - Present
UBS Financial Services Inc. (CONSHOHOCKEN PA)
PA
06/01/2009 - 11/25/2013
MORGAN STANLEY (WEST CONSHOHOCKEN PA)
PA
01/02/1991 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WEST CONSHOHOCKEN PA)
NY
03/07/1988 - 01/04/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/13/1985 - 03/18/1988
KIDDER, PEABODY & CO. INCORPORATED
NA
02/23/1981 - 06/03/1985
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
BC
Issued 03/09/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/1986
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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