Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Willard Lewis is a financial professional with over 30 years of experience in the industry. Arthur is currently registered with A.g.p. / Alliance Global Partners and is a registered representative of FINRA. Arthur's previous employment includes AEGIS CAPITAL CORP., OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP. and THOMSON MCKINNON SECURITIES INC.. Arthur has a strong understanding of the financial markets and is committed to providing his clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
FL
02/03/2020 - Present
A.g.p. / Alliance Global Partners (Miami FL)
FL
05/14/2014 - 10/25/2016
AEGIS CAPITAL CORP. (BOCA RATON FL)
FL
01/03/2003 - 06/04/2014
OPPENHEIMER & CO. INC. (FORT LAUDERDALE FL)
NY
08/14/1989 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
07/23/1986 - 09/13/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 06/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/25/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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