Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Jones is a licensed financial professional with over 13 years of experience in the financial services industry. Arthur has held previous roles at CREDIT SUISSE SECURITIES (USA) LLC and CITIGROUP GLOBAL MARKETS INC.. Arthur is currently registered with Deutsche Bank Securities Inc. and is licensed in Connecticut and New York. Arthur specializes in Investment Banking and has passed the Series 7, Series 24, Series 63, and Series 79TO exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
03/06/2024 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
06/03/2022 - 12/01/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/06/2009 - 05/18/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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