Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Zottola is a financial advisor with over 29 years of experience in the financial services industry. Arthur is a Certified Financial Planner and is currently registered as a Registered Representative and Investment Advisor Representative with Eagle Strategies LLC. Arthur is a Series 6, 7, 24, 63, and 65 licensed professional. Arthur has held previous positions with Barclays Capital Inc., Park Avenue Securities LLC, Royal Alliance Associates, Inc., Robert Thomas Securities, Inc, Robert Todd Financial Corp., and Dollar Dry Dock Investment Services, Inc. Arthur offers a range of financial services including financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
Eagle Strategies LLC (NEW YORK NY)
NY
04/15/2013 - 02/19/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/03/2000 - 02/06/2013
PARK AVENUE SECURITIES LLC (NEW YORK NY)
AZ
08/04/1993 - 02/17/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
FL
12/10/1992 - 08/12/1993
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
10/13/1992 - 12/09/1992
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NA
10/16/1990 - 05/01/1992
DOLLAR DRY DOCK INVESTMENT SERVICES, INC.
CA
10/12/1988 - 10/24/1990
MURPHEY FAVRE, INC. (IRVINE CA)
BC
Issued 12/13/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1992
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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