Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Timothy West is a financial advisor with over 30 years of experience in the industry. He is currently registered with Franklin Distributors, LLC and is a Series 24 Principal. Arthur has a broad range of experience, having previously worked with NYLIFE Distributors LLC, NYLIFE Securities Inc., Pacific Mutual Distributors, Inc., and John Hancock Distributors, Inc. Arthur is registered in 51 states, District of Columbia, Puerto Rico and Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/23/2012 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
11/13/2003 - 05/12/2009
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
10/27/1993 - 11/13/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
CA
09/17/1987 - 11/01/1991
PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NA
01/21/1986 - 09/11/1987
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 09/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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