Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Bertolina is a financial advisor at LPL Financial LLC in SEDONA, Arizona. Arthur has been in the financial services industry since 1969. Arthur has been registered with the Securities and Exchange Commission (SEC) since 1973. He is also a registered representative of LPL Financial LLC. He holds a Series 7, 24, 27, 63, and 99TO license. Arthur has worked at several firms, including National Planning Corporation, Royal Alliance Associates, Inc., Great American Securities Inc., Dean Witter Reynolds Inc., and Dean Witter & Co. Incorporated. Arthur specializes in retirement planning, investment planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/29/2017 - Present
LPL Financial LLC (SEDONA AZ)
CA
03/30/2012 - 11/29/2017
NATIONAL PLANNING CORPORATION (RANCHO CUCAMONGA CA)
CA
09/30/1991 - 04/03/2012
ROYAL ALLIANCE ASSOCIATES, INC. (UPLAND CA)
NA
08/13/1980 - 10/17/1991
GREAT AMERICAN SECURITIES INC.
NA
02/24/1978 - 06/19/1990
DEAN WITTER REYNOLDS INC.
NA
05/16/1973 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
02/25/1969 - 05/16/1973
DEAN WITTER & CO. INCORPORATED
BC
Issued 10/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/1991
Series 24 - General Securities Principal Examination
BC
Issued 05/08/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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