Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Stuart Day is a Registered Investment Advisor with Day Hagan Asset Management. Arthur has been in the financial services industry since 1984. Arthur is a licensed advisor in Colorado, Florida and Texas. Arthur is a Board Member for the TEAM TONY CANCER FOUNDATION and the RICHARD A. RIFFEL PHILANTHROPIC TRUST, INC. The advisory firm is based in Sarasota, Florida and manages approximately $842.8 million in assets. Day Hagan provides investment management services to individuals, high-net-worth individuals, investment companies, and other clients. The firm offers financial planning, pension consulting, and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Third party advisory fees
1
2
FL
10/10/2012 - Present
DAY Hagan Asset Management (SARASOTA FL)
FL
04/07/2006 - 01/03/2007
HARBOR FINANCIAL SERVICES, LLC (SARASOTA FL)
NJ
09/11/1993 - 05/04/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/31/1993 - 09/16/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/24/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
09/26/1984 - 05/04/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 03/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/1986
Series 5 - Interest Rate Options Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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