Unclaimed
Arthur Hogan is a financial advisor with B. Riley Wealth Management. Arthur has been in the financial services industry since 1997. Arthur has experience with various financial products and services. Arthur has worked with multiple firms such as National Securities Corporation, B. Riley FBR, Inc., and Jefferies & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/29/2022 - Present
B. Riley Wealth Management (RED BANK NJ)
NY
01/14/2019 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
CA
07/10/2017 - 01/07/2019
B. RILEY FBR, INC. (Los Angeles CA)
MA
03/17/2014 - 01/07/2019
B. RILEY WEALTH MANAGEMENT (BOSTON MA)
CA
07/12/2017 - 11/30/2017
B. RILEY & CO., LLC (LOS ANGELES CA)
NY
04/25/2011 - 12/03/2013
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
MA
04/08/1998 - 03/31/2011
JEFFERIES & COMPANY, INC. (BOSTON MA)
NY
05/05/1997 - 03/05/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/25/1997 - 07/23/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 12/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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