Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Roderick Carmody is a financial advisor at J.p. Morgan Securities LLC, licensed to conduct business in several states, including Louisiana, Oklahoma, and Texas. Arthur has been working in the financial industry since February 18, 1996. J.p. Morgan Securities LLC offers a variety of financial services including investment advisory services, financial planning, pension consulting, and selection of other advisors. The firm's mission is to provide its clients with personalized financial advice and services that help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
LA
11/01/2016 - Present
J.p. Morgan Securities LLC (ALEXANDRIA LA)
LA
02/08/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SHREVEPORT LA)
LA
11/22/1995 - 11/10/2006
CAPITAL ONE INVESTMENTS, LLC (SHREVEPORT LA)
IA
Issued 01/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Arthur Carmody is the right advisor for you? Invested Better is here to help.
