Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Robert Hahn is a financial advisor with Stifel, Nicolaus & Company, Inc. Arthur has been in the financial services industry since 1993. Arthur is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 24 and Series 63 licenses. Arthur has worked at a number of firms during his career including MIZUHO SECURITIES USA LLC, UBS SECURITIES LLC, RBS GREENWICH CAPITAL and LAZARD FRERES & CO. LLC. Stifel, Nicolaus & Company, Inc. is a full-service investment firm that provides a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/28/2019 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
NY
02/06/2018 - 11/30/2018
HUNT FINANCIAL SECURITIES (Rye Brook NY)
NY
03/01/2016 - 02/06/2018
MIZUHO SECURITIES USA LLC (NEW YORK NY)
CT
04/29/2008 - 02/24/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
05/18/2006 - 05/02/2008
UBS SECURITIES LLC (NEW YORK NY)
CT
04/04/2005 - 05/19/2006
RBS GREENWICH CAPITAL (STAMFORD CT)
NY
05/14/2004 - 04/04/2005
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
01/27/2003 - 04/28/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
05/19/1997 - 12/09/2002
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC. (NEW YORK NY)
NY
01/30/1995 - 04/22/1997
FURMAN SELZ LLC (NEW YORK NY)
NY
11/23/1992 - 12/31/1994
M. J. WHITMAN, L.P. (NEW YORK NY)
BC
Issued 12/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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