Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Falkowitz is a financial advisor who has been active in the industry since May 1987. Arthur is currently registered with Janney Montgomery Scott LLC. Arthur has held previous positions with Wachovia Securities, LLC, A. G. Edwards & Sons, Inc. and David Lerner Associates, Inc. Arthur is registered to provide investment advice in 43 states, including Alabama, Alaska, Arizona, California and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
08/25/2017 - Present
Janney Montgomery Scott LLC (GARDEN CITY NY)
NY
01/01/2008 - 02/04/2009
WACHOVIA SECURITIES, LLC (GARDEN CITY NY)
NY
05/06/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GARDEN CITY NY)
NY
05/21/1987 - 05/13/1994
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BC
Issued 06/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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