linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Arthur Randall Appleyard

Natixis Securities Americas LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Arthur? Claim Your Profile

About Arthur Randall Appleyard

Arthur Randall Appleyard is a financial professional with over 20 years of experience in the industry. Arthur has held various roles at several firms, including Citigroup Global Markets Inc. and CS First Boston Corporation. Arthur currently works at Natixis Securities Americas LLC, where he is registered as a financial advisor. Arthur is licensed in all 50 states, the District of Columbia, and Puerto Rico. He holds a variety of licenses and certifications, including Series 7, Series 24, Series 27, Series 63, Series 79TO, and SIE.

Firm Information

Arthur Appleyard is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Arthur Appleyard’s Registration & Firm History

NY

08/24/2020 - Present

Natixis Securities Americas LLC (NEW YORK NY)

NY

09/11/2002 - 03/28/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

01/10/1997 - 04/30/2002

AGS SECURITIES, INC. (RYE NY)

NY

04/22/1991 - 02/02/1994

CS FIRST BOSTON CORPORATION (NEW YORK NY)

CT

05/23/1989 - 07/06/1990

GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)

Not sure if Arthur Randall Appleyard is right for you?

Licenses & Designations

BC

Issued 12/21/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/1995

Series 27 - Financial and Operations Principal Examination

BC

Issued 12/18/1989

Series 24 - General Securities Principal Examination

BC

Issued 08/24/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/02/2020

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arthur Randall Appleyard.
Not sure if Arthur Randall Appleyard is right for you?