Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Phillip Siegel is a financial advisor with over 38 years of experience in the industry. Arthur is a registered representative of Centaurus Financial, Inc., and also a licensed insurance agent, providing clients with financial and insurance advice. Arthur has held previous positions with a number of other firms including National Planning Corporation, Washington Square Securities, Inc., ProEquities, Inc., John Hancock Mutual Life Insurance Company, Coordinated Capital Securities, Inc., BNL Securities Inc., Focus Securities, Inc., Cigna Securities, Inc., Mutual Service Corporation, Ballantyne & Co., LTD. and John Hancock Distributors, Inc. Arthur Siegel has passed the Series 6, 7, 24, 51, 63 and 65 exams and is currently registered in Florida, Idaho, Illinois, Tennessee and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
06/23/2010 - Present
Centaurus Financial, Inc. (LAKE GENEVA WI)
WI
05/06/1999 - 01/02/2008
NATIONAL PLANNING CORPORATION (KENOSHA WI)
CT
02/12/1997 - 05/17/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
AL
01/07/1992 - 02/12/1997
PROEQUITIES, INC. (BIRMINGHAM AL)
MA
02/22/1985 - 03/02/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
WI
09/12/1989 - 01/10/1992
COORDINATED CAPITAL SECURITIES, INC. (FORT ATKINSON WI)
NY
11/07/1988 - 09/21/1989
BNL SECURITIES INC. (SYRACUSE NY)
NA
09/22/1988 - 11/21/1988
FOCUS SECURITIES, INC.
NA
10/27/1986 - 10/07/1987
CIGNA SECURITIES, INC.
NA
12/19/1985 - 11/17/1986
MUTUAL SERVICE CORPORATION
NA
11/30/1984 - 12/12/1985
BALLANTYNE & CO.,LTD.
NA
01/16/1984 - 11/23/1984
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 05/06/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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