Unclaimed
Arthur Peredo-muniz is a financial advisor with LPL Financial LLC. Arthur is registered with the Securities and Exchange Commission (SEC) and has been in the industry since 2003. Arthur is also registered with the Financial Industry Regulatory Authority (FINRA). Arthur is licensed to provide financial advice and investment services in multiple states. Arthur holds licenses to provide financial advice and investment services in multiple states. Arthur has experience working with individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2018 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
05/29/2007 - 12/17/2009
CITIGROUP GLOBAL MARKETS INC. (CHULA VISTA CA)
CA
05/19/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHULA VISTA CA)
MO
06/12/2003 - 02/01/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 06/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Arthur Peredo-muniz is the right advisor for you? Invested Better is here to help.