Unclaimed
Arthur Paul Sundry is a financial professional with over five years of experience in the industry. Arthur currently holds Series 79 and SIE licenses and is registered with Rothschild & Co. US Inc. Previously, Arthur was registered with UBS Securities LLC. Arthur has a strong background in Investment Banking and is dedicated to providing clients with personalized financial guidance. Arthur is registered with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/04/2018 - Present
Rothschild & Co. US Inc. (Chicago IL)
IL
08/24/2013 - 05/03/2018
UBS SECURITIES LLC (CHICAGO IL)
BC
Issued 04/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Arthur Sundry is the right advisor for you? Invested Better is here to help.