Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Pasternak is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., providing financial and investment advice to individual, corporate and institutional clients. Arthur has been in the industry since 1986 and is licensed in multiple states, including New York, New Jersey, Connecticut, and Florida. He is also registered as an Investment Advisor Representative (IAR) with Merrill Lynch. Arthur is dedicated to helping clients achieve their financial goals and is committed to providing personalized and professional advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WHITE PLAINS NY)
NY
10/07/1994 - 03/30/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/09/1989 - 10/25/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/19/1988 - 11/16/1989
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
11/14/1986 - 01/22/1988
D. H. BLAIR & CO., INC.
NA
03/19/1986 - 11/20/1986
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 03/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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