Unclaimed
Arthur Norman Hornak is a registered investment advisor representative with Cetera Investment Advisers LLC. Arthur has been in the industry since 1990 and has experience with LPL Financial LLC and Invest Financial Corporation. Arthur's focus is on providing financial planning, pension consulting, educational seminars, selection of other advisers and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/12/2023 - Present
Cetera Investment Advisers LLC (SOUTH RIVER NJ)
NJ
02/14/2018 - 03/02/2018
LPL FINANCIAL LLC (LINWOOD NJ)
NJ
08/01/2003 - 02/14/2018
INVEST FINANCIAL CORPORATION (FREEHOLD NJ)
NJ
12/05/2001 - 08/20/2003
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
07/31/1998 - 12/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
TX
07/10/1998 - 08/06/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IN
04/17/1995 - 11/14/1997
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
07/15/1994 - 04/12/1995
USLIFE EQUITY SALES CORP. (NEW YORK NY)
IN
06/22/1994 - 07/18/1994
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
01/02/1992 - 06/22/1994
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
04/22/1991 - 12/31/1991
CADARET, GRANT & CO., INC. (SYRACUSE NY)
CA
05/23/1989 - 06/21/1989
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
03/09/1989 - 05/23/1989
PENNSYLVANIA SECURITIES COMPANY
NA
01/01/1988 - 02/09/1989
THOMSON MCKINNON SECURITIES INC.
IA
Issued 10/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/2/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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