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Arthur Michael Tambaro

First Manhattan Securities LLC

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About Arthur Michael Tambaro

Arthur Tambaro is a financial professional with over 27 years of experience in the securities industry. Arthur is currently registered with First Manhattan Securities LLC. Arthur has also held previous positions with Pershing LLC, Royal Alliance Associates, Inc., Dowling & Partners Securities LLC, NDB Capital Markets, LP, and Herzog, Heine, Geduld, Inc.

Firm Information

Arthur Tambaro is currently registered with First Manhattan Securities LLC. First Manhattan Securities LLC is a Limited Liability Company formed on November 2, 2022. It is approved and registered in all 50 states and the District of Columbia. The firm has been involved in 10 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Tambaro’s Registration & Firm History

NY

09/12/2011 - Present

First Manhattan Securities LLC (NEW YORK NY)

NJ

01/11/2008 - 09/01/2011

PERSHING LLC (JERSEY CITY NJ)

NJ

08/23/2004 - 01/14/2008

ROYAL ALLIANCE ASSOCIATES, INC. (LAKEWOOD NJ)

CT

07/02/2002 - 08/23/2004

DOWLING & PARTNERS SECURITIES LLC (FARMINGTON CT)

NY

03/07/2001 - 06/26/2002

NDB CAPITAL MARKETS, LP (NEW YORK NY)

NY

08/24/1998 - 02/08/2001

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

NJ

01/01/1996 - 07/27/1998

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/29/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Arthur Michael Tambaro.
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