Unclaimed
Arthur Mayernick is a registered investment advisor representative. Arthur has been in the industry since 1991. Arthur is currently registered with Northwestern Mutual Investment Services, LLC. In the past Arthur has also been registered with ROBERT W. BAIRD & CO. INCORPORATED, LM FINANCIAL PARTNERS, INC., and GUARDIAN INVESTOR SERVICES CORPORATION. Arthur has passed the Series 63, Series 65, Series 7, Series 9, and Series 10 exams. Arthur is licensed in 45 states. Arthur also earns commissions from insurance companies for sales of non-variable life, health, annuity and/or disability income insurance products. Arthur is the owner of M3D2, LLC, a legal entity receiving WMC compensation from personal production.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (NASHVILLE TN)
WI
09/21/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
LA
05/14/1996 - 09/21/1999
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
NY
10/02/1991 - 05/09/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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