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Arthur Michael Mayernick

Northwestern Mutual Investment Services, LLC

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About Arthur Michael Mayernick

Arthur Mayernick is a registered representative with Northwestern Mutual Investment Services, LLC. Arthur is a licensed investment advisor who began working in the financial services industry in 1991 and is a member of FINRA. Arthur has worked with numerous clients in his career, including both individuals and banking or thrift institutions. Arthur may earn commissions from insurance companies not affiliated with Northwestern Mutual. He also owns M3D2, LLC, which is a legal entity established for business purposes, and receives compensation from personal production.

Firm Information

Arthur Mayernick is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1600 DIVISION ST Ste 400

NASHVILLE, TN 37203

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Arthur Mayernick’s Registration & Firm History

TN

01/23/2004 - Present

Northwestern Mutual Investment Services, LLC (NASHVILLE TN)

WI

09/21/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

LA

05/14/1996 - 09/21/1999

LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)

NY

10/02/1991 - 05/09/1996

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/27/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/7/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/8/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/8/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/1/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Arthur Michael Mayernick.
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