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Arthur Michael Defilippo

Revere Securities LLC

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About Arthur Michael Defilippo

Arthur Michael Defilippo is a financial advisor with over 35 years of experience in the industry. Arthur currently works as a financial advisor at Revere Securities LLC. Previously, Arthur held positions at JESUP & LAMONT SECURITIES CORP, COBURN & MEREDITH, INC., RYAN BECK & CO., GRUNTAL & CO., L.L.C., LEGG MASON WOOD WALKER, INCORPORATED, BEAR, STEARNS & CO. INC., LEHMAN BROTHERS INC., GRUNTAL & CO. INCORPORATED, and L. F. ROTHSCHILD & CO. INCORPORATED. Arthur is a registered representative in 26 states.

Firm Information

Arthur Defilippo is currently registered with Revere Securities LLC. Revere Securities LLC is a Limited Liability Company that was formed on December 31, 2013. The firm is approved and registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Revere Securities LLC has been the subject of 13 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Defilippo’s Registration & Firm History

MA

07/08/2010 - Present

Revere Securities LLC (BOSTON MA)

MA

10/17/2005 - 07/08/2010

JESUP & LAMONT SECURITIES CORP (BOSTON MA)

CT

01/06/2003 - 10/21/2005

COBURN & MEREDITH, INC. (SIMSBURY CT)

NJ

05/09/2002 - 01/28/2003

RYAN BECK & CO. (FLORHAM PARK NJ)

NY

04/08/2002 - 05/08/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

MD

06/11/1998 - 04/22/2002

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

11/06/1991 - 06/12/1998

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

07/21/1989 - 11/27/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

02/11/1988 - 08/07/1989

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NA

03/20/1985 - 02/20/1988

L. F. ROTHSCHILD & CO. INCORPORATED

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Licenses & Designations

BC

Issued 04/15/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/1989

Series 3 - National Commodity Futures Examination

BC

Issued 03/16/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Arthur Michael Defilippo. Review regulatory record here.
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