Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Cordts is a financial advisor in Anaheim Hills, CA. Arthur has been in the industry since 1999 and is currently registered with LPL Financial LLC. Arthur has a broad range of experience in the financial services industry. He has previously worked at UBS Financial Services Inc. and Prudential Securities Incorporated. Arthur is a CERTIFIED FINANCIAL PLANNER™ professional and holds several licenses, including Series 7, Series 24, Series 63, and Series 65. He also holds a SIE license. Arthur is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/09/2009 - Present
LPL Financial LLC (ANAHEIM HILLS CA)
CA
12/13/2002 - 03/17/2009
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
NY
05/11/1999 - 12/19/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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