Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Michael Connor has been in the financial services industry for over 48 years and is currently registered with Cambridge Investment Research Advisors, Inc.. Arthur has held prior registrations with Commonwealth Financial Network and Hornor, Townsend & Kent, Inc. Arthur is licensed to provide investment advice in 37 states and holds several securities licenses including Series 7, Series 24, Series 63, and SIE. Arthur has been involved in various other business ventures, including being a Board Member for Blue Island Citizens for Persons with Developmental Disabilities and a Member of Clearstream Properties LLC. Arthur is also an independent insurance agent for various independent insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
05/13/2015 - Present
Cambridge Investment Research Advisors, Inc. (LOMBARD IL)
IL
08/01/2007 - 02/29/2012
COMMONWEALTH FINANCIAL NETWORK (OAKBROOK IL)
IL
02/05/1992 - 08/02/2007
HORNOR, TOWNSEND & KENT, INC. (OAKBROOK IL)
NA
06/03/1974 - 01/31/1992
MONARCH SECURITIES, INC.
BC
Issued 12/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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