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Arthur Mel Coffey

Spartan Capital Securities, LLC

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About Arthur Mel Coffey

Arthur Coffey is a registered representative with Spartan Capital Securities, LLC, a broker-dealer with offices in Garden City, New York. Arthur has over 20 years of experience in the financial services industry. He is a Series 7, 9, 10, 63, 79 and 99 licensed professional and has held positions at numerous firms over the years, including SW Financial, First Standard Financial Company LLC, Legend Securities, Inc. and Tryco Securities, Inc. Arthur Coffey holds a SIE certification and is registered in multiple states to sell securities.

Firm Information

Arthur Coffey is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Arthur Coffey’s Registration & Firm History

NY

05/16/2023 - Present

Spartan Capital Securities, LLC (GARDEN CITY NY)

NY

08/19/2019 - 05/11/2023

SW FINANCIAL (MILLER PLACE NY)

NY

12/05/2016 - 09/17/2019

FIRST STANDARD FINANCIAL COMPANY LLC (Miller Place NY)

NY

03/30/2015 - 12/02/2016

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

03/19/2015 - 03/20/2015

TRYCO SECURITIES, INC. (Melville NY)

NY

03/12/2015 - 03/13/2015

TRYCO SECURITIES, INC. (Melville NY)

NY

05/22/2013 - 03/13/2015

BROOKVILLE CAPITAL PARTNERS (MILLER PLACE NY)

NY

10/16/2008 - 05/28/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

10/31/1994 - 11/19/2002

LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 10/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/25/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 21 public disclosures for Arthur Mel Coffey. Review regulatory record here.
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