Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Masatoshi Saiki is an active investment advisor representative registered with Wells Fargo Clearing Services, LLC. Arthur has been in the industry since 1977, and has a long history of experience with firms such as Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Arthur holds a variety of licenses including Series 63, 65, 7, 5, and SIE and is also a Certified Financial Planner. Arthur currently works out of the Honolulu, HI office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
02/05/2009 - Present
Wells Fargo Clearing Services, LLC (HONOLULU HI)
HI
04/02/2007 - 02/04/2009
MORGAN STANLEY & CO. INCORPORATED (HONOLULU HI)
HI
02/24/1978 - 04/02/2007
MORGAN STANLEY DW INC. (HONOLULU HI)
NA
04/21/1977 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
IA
Issued 02/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/06/1979
PC - AMEX Put and Call Exam
BC
Issued 04/16/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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