Unclaimed
Arthur Lucien Provost is a financial advisor with LPL Financial LLC based in NEW BEDFORD, MA. Arthur has been in the financial services industry since May 17, 1970. Arthur holds Series 7, Series 63, and SIE licenses. Arthur has been registered with LPL Financial LLC since February 14, 2018. Before joining LPL Financial LLC, Arthur worked at SII INVESTMENTS, INC., and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
02/14/2018 - Present
LPL Financial LLC (NEW BEDFORD MA)
MA
01/22/2001 - 02/14/2018
SII INVESTMENTS, INC. (NEW BEDFORD MA)
NJ
02/15/1982 - 01/10/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/07/1970 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 06/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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