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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Louis Thomas is a financial advisor with Morgan Stanley. Arthur has been in the industry since 2008 and has a strong background in providing financial advice to individuals and families. Arthur is a registered representative and investment advisor representative with a variety of licenses and certifications, including Series 7, Series 63, Series 24, Series 4, Series 9, Series 10, Series 52, Series 53, and SIE. In addition to his experience with E*TRADE SECURITIES LLC and Fidelity Brokerage Services LLC, Arthur has been with Morgan Stanley since January 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
01/20/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
06/04/2010 - 09/05/2023
E*TRADE SECURITIES LLC (ALPHARETTA GA)
FL
02/07/2008 - 01/04/2010
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BC
Issued 02/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/30/2021
Series 4 - Registered Options Principal Examination
BC
Issued 02/12/2016
Series 24 - General Securities Principal Examination
BC
Issued 02/16/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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