Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Louis Diaz is a financial professional licensed in California and Colorado. Arthur is a registered representative with PFS Investments Inc. Arthur's current branch office is located in Upland, CA. Arthur has a Series 63, Series 6TO and a SIE license and has been in the industry since April 2023. Arthur has several years of experience in providing financial advice to individuals and businesses. PFS Investments Inc. has offices in Duluth, GA and provides investment advisory services to a wide range of clients including high-net-worth individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
04/27/2023 - Present
PFS Investments Inc. (UPLAND CA)
BC
Issued 06/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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