Unclaimed
Arthur Leroy Garcia is a financial advisor with Eagle Strategies LLC. Arthur has been in the financial services industry for over 20 years, starting his career in 2001 with MetLife Securities Inc. Arthur is registered as a Registered Representative (RR) and Investment Advisor Representative (IAR) in multiple states and holds Series 6, 7, 24, 63 and 66 licenses. Arthur currently works with individuals, businesses, high-net-worth individuals, charitable organizations, and other investment advisers. Arthur specializes in financial planning, pension consulting, educational seminars, portfolio management for individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/19/2017 - Present
Eagle Strategies LLC (DENVER CO)
MA
08/15/2001 - 08/27/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/15/2001 - 08/27/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 12/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/27/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/30/2007
Series 7 - General Securities Representative Examination
BC
Issued 8/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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