Unclaimed
Arthur Leroy Garcia is a financial advisor in Denver, Colorado. He has been working in the financial services industry since 2001 and is currently registered with Eagle Strategies LLC. Arthur has worked previously at MetLife Securities Inc. and Metropolitan Life Insurance Company. He is a licensed securities agent and investment advisor in several states including Colorado, California, Minnesota, Nebraska, New Mexico, Texas and Utah. Arthur holds Series 6, 7, 24, 63 and 66 licenses and is specialized in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors and portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/19/2017 - Present
Eagle Strategies LLC (DENVER CO)
MA
08/15/2001 - 08/27/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/15/2001 - 08/27/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 12/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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