Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Coleman is a financial advisor with Raymond James & Associates, Inc. with over 40 years of experience in the industry. Arthur has previously worked with firms such as Wells Fargo Clearing Services, LLC, Advanced Equities, Inc., Citigroup Global Markets Inc., and UBS PaineWebber Inc. Arthur specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and corporations. Arthur is registered to provide investment advice in 14 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/20/2021 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
01/02/2013 - 07/07/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
01/08/2010 - 11/19/2012
ADVANCED EQUITIES, INC. (NEW YORK NY)
NY
05/29/2007 - 12/17/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/02/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/05/2004 - 07/08/2004
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
NJ
04/15/1996 - 03/10/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/14/1980 - 05/02/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
01/12/1979 - 02/11/1980
THOMSON MCKINNON SECURITIES INC.
NA
01/27/1978 - 01/22/1979
MOSELEY, HALLGARTEN & ESTABROOK INC
IA
Issued 01/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1982
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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