Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Lee Smith is a financial professional with over 30 years of experience in the industry. Arthur is currently registered with Level Four Advisory Services and is a Chartered Financial Consultant. Arthur previously worked with LPL FINANCIAL LLC, FIRST ALLIED SECURITIES, INC., and XELAN SECURITIES CORPORATION. Arthur specializes in working with individuals, high net worth individuals, pension and profit-sharing plans, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
LA
07/01/2016 - Present
Level Four Advisory Services (Shreveport LA)
LA
06/22/2016 - 06/21/2021
LPL FINANCIAL LLC (SHREVEPORT LA)
LA
11/03/2006 - 06/27/2016
FIRST ALLIED SECURITIES, INC. (SHREVEPORT LA)
NA
10/06/1992 - 11/20/1992
XELAN SECURITIES CORPORATION
NA
10/20/1980 - 07/09/1990
EQUICO SECURITIES, INC.
NA
08/27/1980 - 07/09/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 04/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Arthur Smith is the right advisor for you? Invested Better is here to help.
