Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Lee has been in the financial industry for over 25 years. Arthur is currently registered with Citigroup Global Markets Inc. Arthur has also worked with a variety of other firms including H. Beck, Inc., Scottrade, Inc., TD Waterhouse Investor Services, Inc., Halpert and Company, Inc., Sunpoint Securities, Inc., and Montano Securities Corporation. Arthur has a broad range of experience with financial planning, asset allocation advice, and portfolio management. Arthur is a well-rounded professional with expertise in the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DC
10/21/2019 - Present
Citigroup Global Markets Inc. (WASHINGTON DC)
MD
05/21/2018 - 08/10/2018
H. BECK, INC. (BETHESDA MD)
MD
03/27/2003 - 05/11/2017
SCOTTRADE, INC. (BETHESDA MD)
NE
11/07/1995 - 03/17/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
02/09/1995 - 10/23/1995
HALPERT AND COMPANY, INC. (MILLBURN NJ)
TX
07/12/1994 - 01/31/1995
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
CA
10/19/1993 - 06/28/1994
MONTANO SECURITIES CORPORATION (ORANGE CA)
BOTH
Issued 09/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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