Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Lee is a registered representative with Citigroup Global Markets Inc. Arthur has been in the financial services industry since 1996. Arthur is a registered principal and has held a Series 7 and Series 66 license for many years. Previously Arthur was employed by H. Beck, Inc., Scottrade, Inc., TD Waterhouse Investor Services, Inc., Halpert and Company, Inc. and Sunpoint Securities, Inc. Citigroup Global Markets Inc. is a financial services company with more than $50 billion in assets under management. They provide financial planning, asset allocation advice, and other financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DC
10/21/2019 - Present
Citigroup Global Markets Inc. (WASHINGTON DC)
MD
05/21/2018 - 08/10/2018
H. BECK, INC. (BETHESDA MD)
MD
03/27/2003 - 05/11/2017
SCOTTRADE, INC. (BETHESDA MD)
NE
11/07/1995 - 03/17/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
02/09/1995 - 10/23/1995
HALPERT AND COMPANY, INC. (MILLBURN NJ)
TX
07/12/1994 - 01/31/1995
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
CA
10/19/1993 - 06/28/1994
MONTANO SECURITIES CORPORATION (ORANGE CA)
BOTH
Issued 9/7/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/16/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/5/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 8/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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NYSE American LLC
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Nasdaq GEMX, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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