Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Leal is a financial advisor at Edward Jones. Arthur has been in the financial industry since 2004 and has experience with a variety of firms, including CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PFS INVESTMENTS INC., CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES. Arthur holds a Series 6, Series 7, Series 63, Series 66, and Series 26 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/19/2024 - Present
Edward Jones (ODESSA TX)
TX
09/06/2016 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Midland TX)
TX
02/25/2015 - 12/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIDLAND TX)
TX
04/22/2014 - 02/09/2015
PFS INVESTMENTS INC. (ODESSA TX)
TX
05/29/2007 - 02/13/2014
CITIGROUP GLOBAL MARKETS INC. (ODESSA TX)
TX
08/03/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (ODESSA TX)
TX
11/19/2003 - 07/06/2005
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
08/21/2003 - 11/17/2003
OXFORD FINANCIAL GROUP (HOUSTON TX)
IL
10/01/2002 - 05/12/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 01/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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