Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur-laurent? Claim Your ProfileArthur-laurent Patrick Llobregat is a registered representative with Tradition Securities AND Derivatives LLC. Arthur-laurent has been in the securities industry since June 6, 2018. Arthur-laurent is currently registered in Florida and New York. Arthur-laurent is licensed to sell securities in the following categories: Series 63, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2018 - Present
Tradition Securities AND Derivatives LLC (New York NY)
BC
Issued 01/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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