Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur King Francis is a financial advisor with over 45 years of experience in the financial services industry. Francis is a Registered Representative and Investment Advisor Representative with Wells Fargo Advisors Financial Network, LLC. Francis has a strong track record of helping clients achieve their financial goals. Francis is a highly qualified financial advisor and is committed to providing personalized financial advice to individuals and families. Francis is also a co-trustee for his brother. Francis is dedicated to helping clients achieve their financial goals and has a deep understanding of the financial markets. Francis is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/01/2016 - Present
Wells Fargo Advisors Financial Network, LLC (PITTSFIELD MA)
MO
08/05/2000 - 09/12/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/23/1976 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
02/20/1976 - 05/09/1977
BERKSHIRE EQUITY SALES, INC.
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/23/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1977
PC - AMEX Put and Call Exam
BC
Issued 12/18/1976
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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