Unclaimed
Arthur Shearer is a financial advisor with Wells Fargo Clearing Services, LLC. Arthur has been in the financial services industry since 1992. Arthur is registered to provide investment advice in 14 states and holds FINRA Series 3, 7, 9, 10, and 63 licenses. Arthur is also a Registered Representative of Wells Fargo Advisors, LLC. Arthur provides a variety of financial services, including investment consulting, financial planning, pension consulting, and portfolio management. Arthur has over 30 years of experience in the financial services industry and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (AUSTIN TX)
TX
11/30/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (AUSTIN TX)
BC
Issued 12/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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