Unclaimed
Arthur Kelley Shooter is a financial advisor who has been in the industry since 1991. Arthur is currently registered with Wells Fargo Advisors Financial Network, LLC and is licensed in several states. Arthur has a strong background in financial planning and investment management, and is committed to providing clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/19/2016 - Present
Wells Fargo Advisors Financial Network, LLC (RANCHO SANTA FE CA)
MO
01/28/1991 - 07/31/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 09/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/1999
Series 4 - Registered Options Principal Examination
BC
Issued 09/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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