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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Mcphail is a financial advisor with Cetera Investment Advisers LLC in Huntley, Illinois, and Oak Brook, Illinois. Arthur has been in the industry since 1985 and has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Arthur is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Arthur holds Series 6, 63, and 65 licenses and the SIE exam. Arthur’s experience includes financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (HUNTLEY IL)
IL
09/10/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Oak Brook IL)
IL
09/23/2011 - 12/04/2015
J.P. TURNER & COMPANY, L.L.C. (OAKBROOK IL)
IL
12/20/2006 - 09/28/2011
WORKMAN SECURITIES CORPORATION (OAK BROOK IL)
IL
03/15/1991 - 01/03/2007
1717 CAPITAL MANAGEMENT COMPANY (LOMBARD IL)
NA
07/02/1987 - 04/02/1991
FIDELITY EQUITY SERVICES CORPORATION
NA
12/24/1986 - 07/01/1987
MANEQUITY, INC.
NA
08/03/1983 - 01/07/1985
PLANNED EMPLOYEE BENEFITS, INC.
IA
Issued 9/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/19/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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