Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Kole has been in the industry since 1994 and is currently registered with Stonex Advisors Inc. in Alabama. He is also registered with the state of New York as an investment advisor representative. Arthur has been a part of the financial industry for over 28 years and has worked with firms such as WRP INVESTMENTS, INC., Oppenheimer & Co. Inc., UBS Financial Services Inc., H&R Block Financial Advisors, Inc., and Investors Associates, Inc. Arthur is also a Series 63, 65, 7, and 8 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
03/19/2021 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
NJ
01/18/2013 - 09/12/2014
WRP INVESTMENTS, INC. (SADDLE BROOK NJ)
NY
09/22/2004 - 10/02/2012
OPPENHEIMER & CO. INC. (FISHKILL NY)
NJ
04/26/2002 - 10/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MI
12/21/1993 - 05/07/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NJ
10/29/1993 - 12/21/1993
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
IA
Issued 03/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Arthur Kole is the right advisor for you? Invested Better is here to help.
