Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Arthur? Claim Your ProfileArthur Kennedy is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Manhattan, KS. Arthur has been in the financial services industry since 1986. Arthur is registered to provide investment advice in 27 states. Arthur specializes in providing financial advice to individuals, businesses, high-net-worth individuals, and pooled investment vehicles. Arthur also provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
10/11/2022 - Present
Stifel, Nicolaus & Company, Inc. (MANHATTAN KS)
KS
08/12/2006 - 01/08/2007
UBS FINANCIAL SERVICES INC. (LEAWOOD KS)
KS
07/26/1991 - 08/12/2006
PIPER JAFFRAY & CO. (LEAWOOD KS)
NY
03/23/1990 - 07/26/1991
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
02/28/1987 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
09/08/1986 - 03/09/1987
WADDELL & REED, INC.
BOTH
Issued 04/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/13/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1991
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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