linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Arthur Joseph Cognato

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Arthur? Claim Your Profile

About Arthur Joseph Cognato

Arthur Cognato is a licensed financial advisor with over 25 years of experience in the financial services industry. Arthur is currently registered with Charles Schwab & Co., Inc. in Lone Tree, CO. Arthur has held previous positions at TD Ameritrade, Inc., Continental Broker-Dealer Corp. and Americorp Securities, Inc. Arthur has a strong understanding of the financial markets and a commitment to providing personalized financial advice to his clients. Arthur's experience and expertise can help you achieve your financial goals.

Firm Information

Arthur Cognato is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Arthur Cognato’s Registration & Firm History

CO

01/19/2022 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

NJ

04/11/1997 - 01/19/2022

TD AMERITRADE, INC. (JERSEY CITY NJ)

NY

03/06/1997 - 05/08/1997

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

11/14/1996 - 03/24/1997

AMERICORP SECURITIES, INC. (NEW YORK NY)

Not sure if Arthur Joseph Cognato is right for you?

Licenses & Designations

BC

Issued 11/15/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/04/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Arthur Joseph Cognato.
Not sure if Arthur Joseph Cognato is right for you?