Unclaimed
Arthur Cahill is a financial advisor with over 30 years of experience in the financial services industry. Arthur Cahill currently works at UBS Financial Services Inc., where he is a Registered Representative. Previously, Arthur Cahill worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and Morgan Stanley DW Inc. Arthur Cahill is registered with the state of Florida and New Jersey and specializes in helping individuals, corporations and institutions with their financial needs. Arthur Cahill is also qualified to provide financial advice on a variety of investment products including stocks, bonds, mutual funds and ETFs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/24/2022 - Present
UBS Financial Services Inc. (West Palm Beach FL)
NJ
03/28/2013 - 05/23/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NJ
06/01/2009 - 04/12/2013
MORGAN STANLEY (RED BANK NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
05/05/2006 - 04/02/2007
MORGAN STANLEY DW INC. (RED BANK NJ)
NJ
05/06/1991 - 05/25/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/14/1988 - 05/15/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/23/1986 - 11/28/1988
HALPERT AND COMPANY, INC.
BC
Issued 04/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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